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Holding(s) in the Company

Posted date: March 16, 2022

Mar 16, 2022

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TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS  
   
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: Iofina plc  
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)  
Non-UK issuer    
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)  
An acquisition or disposal of voting rights X  
An acquisition or disposal of financial instruments    
An event changing the breakdown of voting rights    
Other (please specify) iii:    
3. Details of person subject to the notification obligation iv  
Name Arron Fraser Andrew Banks  
City and country of registered office (if applicable)    
4. Full name of shareholder(s) (if different from 3.) v  
Name

Rene Nominees (IOM) Limited

Securities Services Nominees Limited

 
City and country of registered office (if applicable)

Douglas, Isle of Man

London, UK

 
5. Date on which the threshold was crossed or reached vi: 14 March 2022  
6. Date on which issuer notified (DD/MM/YYYY): 15 March 2022  
7. Total positions of person(s) subject to the notification obligation  
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) vii  
Resulting situation on the date on which threshold was crossed or reached 3.37%   3.37% 6,470,000  

Position of previous notification (if

applicable)

         
             
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii  
A: Voting rights attached to shares  
Class/type of
shares

ISIN code (if possible)

Number of voting rights ix % of voting rights  

Direct

(DTR5.1)

Direct

(DTR5.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

 
GB00B2QL5C79   6,470,000   3.37%  
           
           
SUBTOTAL 8. A 6,470,000 3.37%  
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a)  
Type of financial instrument Expiration
date 
x
Exercise/
Conversion Period 
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights  
           
           
           
    SUBTOTAL 8. B 1      
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)  
Type of financial instrument Expiration
date 
x
Exercise/
Conversion Period 
xi

Physical or cash

Settlement xii

Number of voting rights % of voting rights  
             
             
             
      SUBTOTAL 8.B.2      
                     
                           

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii  
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
X
Name xv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Arron Fraser Andrew Banks (Rene Nominees (IOM) Limited 3.19%   3.19%
Arron Fraser Andrew Banks (Securities Services Nominees Limited) 0.18%   0.18%
       
       
 
10. In case of proxy voting, please identify:
Name of the proxy holder Rene Nominees (IOM) Limited
The number and % of voting rights held 6,120,000 – 3.19%
The date until which the voting rights will be held Indefinite
 
11. Additional information xvi
 
         
Place of completion Bristol, UK
Date of completion 15 March 2022
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